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CFTC Proposes to Amend the Conditions for Exemption from Registration for...

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it will publish in the Federal Register proposed amendments to CFTC Regulation 3.10(c).

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CFTC Proposes To Amend The Conditions For Exemption From Registration For...

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it will publish in the Federal Register proposed amendments to CFTC Regulation 3.10(c). The proposed amendments would amend the...

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July 27, 2016 - SS&C Technologies Reports Q2 2016 Results

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MIAX Options Exchange - August 1, 2016 Fee Changes

Effective August 1, 2016, pending SEC approval, the MIAX Options Fee Schedule will be amended.read more...

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BGC Partners Reports Second Quarter 2016 Financial Results - BGC Declares...

BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or "the Company"), a leading global brokerage company servicing the financial and real estate markets, today reported financial results for the...

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Nasdaq Stockholm Orders Nordic Mines To Pay A Fine Corresponding To Seven...

The Disciplinary Committee of Nasdaq Stockholm (“the Exchange”) has ruled that Nordic Mines AB (“Nordic Mines”) has breached Nasdaq Stockholm’s Rule Book for Issuers (“the Rule Book”) and has therefore...

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BME: MAB Welcomes VozTelecom

MAB today welcomed VOZTELECOM to its segment for growth companies. It is the thirteenth company to join MAB so far this year.read more...

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Bolsa De Valores De Colombia (BVC) Extends Trading Technology Contract With...

Nasdaq, Inc. (Nasdaq:NDAQ) and the Bolsa de Valores de Colombia (BVC) today announced the extension of their current trading technology contract for an additional seven years. This extension is part of...

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Financial Stability Board: Nordic Experience Of Cooperation On Cross-Border...

This report from the Regional Consultative Group (RCG) for Europe considers the experience of cross-border regulation and crisis resolution in the Nordic countries. It finds that he Nordic banking...

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US Treasury: Joint Statement On U.S.-EU Negotiations For A Bilateral...

The United States and the European Union today released the following joint statement on negotiations for a bilateral agreement on insurance and reinsurance measures: read more...

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Five Questions Your Strategy Should Answer

Ken Favaro, contributing editor of Strategy+Business, has a good article today about the key questions that every strategy should answer.   Here are Favaro's five crucial questions.  

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SEC Obtains Asset Freeze In Case Of Investor Funds Stolen For Shopping Sprees

The Securities and Exchange Commission today announced an asset freeze it has obtained against three men who aren’t registered to sell investments and allegedly went on lavish shopping sprees with more...

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United Kingdom Parliament Treasury Committee Update: Chair Seeks Commitment...

Rt Hon. Andrew Tyrie MP has written to John Griffith-Jones, Chairman of the Financial Conduct Authority (FCA), seeking a further commitment from the regulator not to increase its costs without a clear...

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World Economic Forum: Survey Shows That Seldom Used Financial Risk Mitigation...

A new report launched today by the World Economic Forum calls for international financial institutions to develop new tools and products to close the infrastructure gap in emerging and developing...

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BME Approves The Distribution Of A Gross â¬0.40 Per Share Interim...

The Board of Directors of BME today agreed to distribute a gross €0.40 per share dividend on September 16, its first interim dividend against 2016 earnings.read more...

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Bats Welcomes Legg Mason As New Issuer To The Bats ETF Marketplace - Becomes...

Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed Legg Mason as a new issuer to the Bats ETF Marketplace with the launch of the Legg...

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ISDA Launches FRTB Data Standards Project

The International Swaps and Derivatives Association, Inc. (ISDA) has announced the launch of a new industry initiative to develop standard data requirements, as part of an effort to facilitate...

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Ontario Securities Commission Publishes Corporate Finance Branch 2015-2016...

The Ontario Securities Commission (OSC) today published OSC Staff Notice 51-727 Corporate Finance Branch 2015-2016 Annual Report.read more...

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CFTC and Four Canadian Authorities Sign Counterparts to Memorandum of...

The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed Counterparts with authorities in four Canadian provinces or territories to a 2014...

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CFTC And Four Canadian Authorities Sign Counterparts To Memorandum Of...

The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed Counterparts with authorities in four Canadian provinces or territories to a 2014...

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