Federal Court Orders UAE Residents Heet Khara and Nasim Salim to Pay Combined...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in New York issued a Consent Order imposing a permanent injunction against CFTC Defendants Heet Khara and Nasim...
View ArticleCFTC Orders Staten Island-Resident Michael Pucciarelli and his Company, Badge...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Respondents Michael Pucciarelli of Staten Island, New York, and Badge...
View ArticleCFTC Permanently Bans Brian Hinman from Trading and Registering with the CFTC...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Brian Hinman for aiding and abetting Kevin G. Whiteâs Texas-based entitiesâ fraudulent...
View ArticleCFTC Orders New York Resident Nathan Schleifer and Galileo Trading to Pay...
The U.S. Commodity Futures Trading Commission (CFTC) today settled charges against Nathan Schleifer of New York City, and his company, Galileo Trading, LLC, for fraudulently soliciting customers to...
View ArticleCFTC Announces Additional Names to Its List of Foreign Entities that...
As part of the U.S. Commodity Futures Trading Commissionâs ongoing efforts to help protect Americans from fraud, today the agency announced the addition of 23 new names to the RED List.
View ArticleFederal Court Orders California Resident David Bryant to Pay More than $6...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Edmond E. Chang of the U.S. District Court for the Northern District of Illinois entered a Consent Order for...
View ArticleCFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Citibank, N.A.
View ArticleCFTC Orders Citibank, N.A. and Japanese Affiliates to Pay $175 Million...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Citibank, N.A.; Citibank Japan Ltd; and Citigroup Global Markets Japan Inc. relating to abuses...
View ArticleCFTC Orders Florida Residents Ted L. Romeo, Richard D. Schrutt, and Their...
The U.S. Commodity Futures Trading Commission (CFTC) filed an Order instituting proceedings and settling charges against Respondents Cypress Wealth Management, Inc. (Cypress), and its former owners and...
View ArticleCFTC Orders Bitcoin Exchange Bitfinex to Pay $75,000 for Offering Illegal...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Hong Kong-based bitcoin exchange, BFXNA Inc. d/b/a Bitfinex (Bitfinex), for...
View ArticleCFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the Southern District of New York, charging Haena Park...
View ArticleFederal Court Orders Florida Resident Rico Omar Cox to Pay Over $940,000 and...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge William J. Zloch of the U.S. District Court for the Southern District of Florida (Fort Lauderdale) entered an Order of...
View ArticleCFTC Charges Three Men and Their Florida-Based Berkley Companies with $2.7...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 31, 2016, it filed a civil enforcement action in the U.S. District Court for the Southern District of Florida charging...
View ArticleCFTC Obtains Default Judgment Orders against Three Magee Family Members of...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Lynn Adelman of the U.S. District Court for the Eastern District of Wisconsin entered an Order of Default Judgment and...
View ArticleFederal Court Orders Florida Resident Todd Owen Marshall, Harvard Assets LLC,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Beth Bloom of the U.S. District Court for the Southern District of Florida entered a final default judgment Order against...
View ArticleFederal Court Orders Dante S. Giovannetti and His Companies Emini Experts,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Paul G. Byron of the U.S. District Court for the Middle District of Florida (Orlando Division) entered a Default Final Judgment...
View ArticleCFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint in the U.S. District Court for the Northern District of Illinois, charging Alvin Guy Wilkinson, of San Juan,...
View ArticleFederal Court Orders Nearly $17.5 Million in Sanctions against Naples,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Middle District of Florida entered a final Judgment on June 28, 2016, requiring Defendants Dorian...
View ArticleCFTC Orders London-Based Barclays Bank PLC to Pay a $560,000 Penalty for...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to submit accurate large trader reports...
View ArticleFederal Court in Illinois Orders Matthew J. Marcus and His California Company...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Milton I. Shadur of the U.S. District Court for the Northern District of Illinois entered a Consent Order settling CFTC charges...
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